Associate Financial Advisor

The Associate Financial Advisor provides support for the firm’s lead financial advisors and partners. Responsibilities include data gathering, analysis, and development of financial planning and investment recommendations.

•  Must have a Series 7 & 66 license at a minimum

•  Certified Financial Planner™ (CFP) licensee or candidate preferred

•  2+ years of experience in a financial planning or associate advisor role

•  Self-starter with ability to prioritize and multitask to meet deadlines

•  Organized and detail oriented

•  Excellent written and verbal communication skills

•  Analyze client data and prepare financial plans for all levels of planning clients

•  Monitor and recommend adjustments to clients’ plans as needed

•  Manage the firm’s wealth management technology platform and assist clients with account aggregation

•  Research portfolio holdings and gather data on unique client holdings

•  Prepare client meeting performance reports and handle certain aspects of client meetings

•  Sit in on select client meetings with lead advisors and assist with follow-up items

•  Help grow the firm’s NextGen initiative

•  Meet with investment managers the firm uses

•  Network in the community