Associate Financial Advisor


The Associate Financial Advisor provides support for the firm’s lead financial advisors and partners. Responsibilities include data gathering, analysis, and development of financial planning and investment recommendations.

Required Qualifications

•  Must have a Series 7 & 66 license at a minimum

•  Certified Financial Planner™ (CFP) licensee or candidate preferred

•  2+ years of experience in a financial planning or associate advisor role

•  Self-starter with ability to prioritize and multitask to meet deadlines

•  Organized and detail oriented

•  Excellent written and verbal communication skills

Preferred Qualifications

Job Responsibilities

•  Analyze client data and prepare financial plans for all levels of planning clients

•  Monitor and recommend adjustments to clients’ plans as needed

•  Manage the firm’s wealth management technology platform and assist clients with account aggregation

•  Research portfolio holdings and gather data on unique client holdings

•  Prepare client meeting performance reports and handle certain aspects of client meetings

•  Sit in on select client meetings with lead advisors and assist with follow-up items

•  Help grow the firm’s NextGen initiative

•  Meet with investment managers the firm uses

•  Network in the community

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